Premium Solutions and Personalized Services for Directors, Officers and Section 16 Affiliates

Schwab understands the unique and complex needs of senior executives. We can provide your executives with the tools and services they need to comply with regulations, understand complex benefits and incorporate benefits into their overall financial plan.

Schwab's Dedicated Executive Services Team

Schwab's dedicated team of specially trained brokers delivers priority services and specialized strategies for the complex needs of busy executives and their financial advisors.

Directors, officers and Section 16 affiliates will have exclusive toll-free access to a dedicated team of equity compensation specialists who provide personal assistance on stock plan-related issues.

Who We Are

• Expert stock plan specialists and traders with extensive experience in the equity compensation industry
• Specially trained in Rule 10b5-1 trading plans, large block trades, restricted stock and securities regulations
• Dedicated to serving your top management and directors
• Knowledgeable about the unique and complex needs of your plans and your executives
• Not compensated by commission

Who We Serve

• Corporate executives, insiders, Section 16 Officers and directors
• Financial advisors for executives
• Corporate legal and administration teams for regulatory filings

What We Do

Our Executive Services Team is a one-stop shop for your executives. We offer start-to-finish service, including:

• Personalized service—brokers are individually assigned to executives
• Guided account opening for executives, with courtesy calls to confirm enrollment
• Personal outbound verification and notification calls to executives and company representatives
• Streamlined paperwork processing
• Strategy consultations
• Trade executions of large positions and monitoring of trades
• Regulatory filings—SEC insider reporting requirements
• Distribution of proceeds
• Specialized pricing for executive transactions